Topic
Securities Regulation
Posts
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ArticleVol. 89 · Iss. 2
Judges Who Settle
This Article develops a construct of judges as gatekeepers and a set of principles to guide them in policing aggregate and derivative litigation. Part…
Hillary A. Sale -
ArticleVol. 89 · Iss. 2
Market Makers and Vampire Squid: Regulating Securities Markets After the Financial Meltdown
The meltdown of America’s investment banking industry in 2008 (disappearing into commercial banks via government-induced mergers or morphing into bank holding companies with access…
Robert B. Thompson -
ArticleVol. 89 · Iss. 1
Activist Distressed Debtholders: The New Barbarians at the Gate?
The term “corporate raiders” previously struck fear in the hearts of corporate boards and management teams. It generally refers to investors who target undervalued,…
Michelle M. Harner -
ArticleVol. 89 · Iss. 1
Key Implications of the Dodd-Frank Act for Independent Regulatory Agencies
The enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act both transcends and transforms financial regulation. The immediate setting of the law…
Joel Seligman